Regulation & Compliance
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Guest Insight | Time to regulate? JB Beckett asks is it time to reset the clock?
Markets move in cycles. And so does regulation, usually just after it’s too late. JB Beckett (pictured) rolls back the years (and…
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Beyond sanctions lists: ComplyAdvantage’s Andrew Davies assesses how Trump’s second term is redrawing global risk
As President Trump’s second term reshapes global diplomacy through unilateral sanctions and economic coercion, wealth managers and DFMs must reassess how they…
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Experts react as FCA rings bell on new type of private stock market in growth boost
A new type of private stock market will be launched later this year after the Financial Conduct Authority (FCA) announced the final…
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FCA allows firms to experiment with AI alongside NVIDIA
The Financial Conduct Authority (FCA) has announced today that it will launch a Supercharged Sandbox to help firms experiment safely with AI…
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Ocorian: Regulators are expected to toughen up on private credit
Private credit executives are expecting regulators to take a tighter grip on the market and warn that private credit fund managers are…
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Deregulation and why it’s a delicate balancing act: analysis from RSM UK’s Gavin Sharpe
As calls for deregulation in financial services grow louder, financial advisers must navigate a shifting regulatory landscape. In this analysis, Gavin Sharpe,…
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FCA: Rules for investment managers to be reformed to support growth
The Financial Conduct Authority (FCA) is proposing reforms to its regime for alternative asset managers, to make it easier for firms to…
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FCA decides to fine and ban Robin Crispin Odey
Mr Odey has referred his Decision Notice to the Upper Tribunal where he and the FCA will present their cases. Any findings…
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M&G’s Sustain Paris Aligned Range to adopt ‘Sustainability Improvers’ label in the UK
M&G Investments today announces that it intends to adopt the ‘Sustainability Improvers’ label1 for M&G’s Sustain Paris Aligned fund range. The range includes…
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APCC: Identifying and supporting vulnerable customers
Towards the end of last year, December 2024, The Financial Conduct Authority (FCA) set out its focus for its Consumer Duty scheme…
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