Regulation & Compliance
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Ocorian: Regulators are expected to toughen up on private credit
Private credit executives are expecting regulators to take a tighter grip on the market and warn that private credit fund managers are…
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Deregulation and why it’s a delicate balancing act: analysis from RSM UK’s Gavin Sharpe
As calls for deregulation in financial services grow louder, financial advisers must navigate a shifting regulatory landscape. In this analysis, Gavin Sharpe,…
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FCA: Rules for investment managers to be reformed to support growth
The Financial Conduct Authority (FCA) is proposing reforms to its regime for alternative asset managers, to make it easier for firms to…
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FCA decides to fine and ban Robin Crispin Odey
Mr Odey has referred his Decision Notice to the Upper Tribunal where he and the FCA will present their cases. Any findings…
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M&G’s Sustain Paris Aligned Range to adopt ‘Sustainability Improvers’ label in the UK
M&G Investments today announces that it intends to adopt the ‘Sustainability Improvers’ label1 for M&G’s Sustain Paris Aligned fund range. The range includes…
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APCC: Identifying and supporting vulnerable customers
Towards the end of last year, December 2024, The Financial Conduct Authority (FCA) set out its focus for its Consumer Duty scheme…
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Sustainable Investment Research: Annual Report 2023 available now
We are delighted to present the latest in our Wealth DFM Annual Report Series, the Sustainable Investment Research Report 2023. This report…
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UKSIF’s James Alexander to chair upcoming webinar
Sustainable investing in the aftermath of COP26 and the Covid-19 pandemic We are delighted to invite you to attend our upcoming webinar…
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M&G Investments to join expert panel at the upcoming webinar
Sustainable investing in the aftermath of COP26 and the Covid-19 pandemic We are delighted to invite you to attend our upcoming webinar…
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Your invitation: join Vala Capital at the upcoming webinar
Sustainable investing in the aftermath of COP26 and the Covid-19 pandemic We are delighted to invite you to attend our upcoming webinar…
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